Aduhelm (aducanumab-avwa) Form
Procedure is not covered
Overview
Clinical criteria
Overview
Coding
Document history
References
This document addresses the use of Aduhelm (aducanumab-avwa). Aduhelm is a human monoclonal IgG1 anti-amyloid beta antibody
indicated for the treatment of Alzheimer’s disease (AD).
Upon approval, Aduhelm was broadly indicated for the treatment of Alzheimer’s disease (Aduhelm Label, June 2021). The label was
amended one month after approval to indicate the following (Aduhelm Label, July 2021):
Treatment with Aduhelm should be initiated in patients with mild cognitive impairment or mild dementia stage of disease, the
population in which treatment was initiated in clinical trials. There are no safety or effectiveness data in initiating treatment at
earlier or later stages of the disease than were studied.
Aduhelm was FDA-approved under accelerated approval based on reduction in amyloid beta plaques observed in individuals treated
with Aduhelm (Aduhelm Label 2021). Although an association between abnormal amyloid beta accumulation and cognitive decline has
been reported (Aduhelm Label 2021), it is uncertain whether amyloid beta plaque reduction results in clinically meaningful benefit.
Continued approval for this indication may be contingent upon verification of clinical benefit in confirmatory trial(s) (Aduhelm Label
2021). The manufacturer has up to 9 years to submit results from a confirmatory clinical trial. Currently, there is no direct evidence that
Aduhelm results in clinical benefit for individuals with Alzheimer’s disease based on no replication of data from trials, highly conflicting
results from two studies, and conflicting subgroup results (FDA Peripheral and Central Nervous System Drugs Advisory Committee,
November 2020).
Aduhelm was studied in two 18-month, randomized, double-blind, placebo-controlled global phase 3 trials – EMERGE (Study 302;
NCT02484547; Haeberlein 2022) and ENGAGE (Study 301; NCT02477800; Haeberlein 2022) – with identical design that evaluated
safety and efficacy in individuals aged 50-85 with early Alzheimer’s disease (mild cognitive impairment due to AD or mild AD dementia)
and presence of amyloid beta. The phase 3 trials were randomized 1:1:1 to low-dose Aduhelm (6 mg/kg), high-dose Aduhelm (10
mg/kg) or placebo administered via IV infusion every 4 weeks. The prespecified primary endpoint for both studies was change in the
Clinical Dementia Rating – Sum of Boxes (CDR-SB) from baseline to 78 weeks. For both studies there was a mid-study protocol
amendment to increase the target dose for ApoE ε4 carriers from 6 mg/kg to 10 mg/kg. Both phase 3 studies were terminated early
based on a planned futility analysis that concluded the primary endpoint would not be met. Following termination, a post-hoc subgroup
analysis that included additional participants during a 3-month open label period was conducted.
Only 53% and 54% of individuals in the ENGAGE and EMERGE trials, respectively, were included in the intention-to-treat analysis. The
corresponding dropout rates (47% and 46%, respectively) do not meet the preplanned 30% assumed dropout rate which would allow
for detecting a true difference between Aduhelm and placebo. Only 27.8% of individuals in EMERGE and 24.5% of individuals in
ENGAGE completed a full 14 weeks of high-dose (10 mg/kg) treatment (Knopman 2021). Loss of randomization also contributes to
bias. Bias could arise when there are flaws in the design and management of a trial. In the ENGAGE trial, no statistically significant
differences were observed between the Aduhelm-treated and placebo-treated individuals in the primary efficacy endpoint. Data from a
subset of individuals in the EMERGE trial indicated a reduced clinical decline. The difference compared to placebo in CDR-SB was
0.39 on an 18-point scale (change of at least 1 is considered clinically significant [Andrews 2019]). Results of these studies should be
interpreted with caution due to lack of clinical benefit demonstrated in the prespecified primary analysis and the conflicting results
between the two studies (FDA Peripheral and Central Nervous System Drugs Advisory Committee Meeting, November 2020).
There is uncertain correlation between changes in the primary biomarker, amyloid beta, and improvement in cognitive function or
reduction in decline of cognitive function. There is no sufficiently reliable evidence that any observed treatment effect on biomarker
measures would be reasonably likely to predict clinical benefit (the standard for accelerated approval), despite a great deal of research
interest in understanding the role of biomarkers in AD (FDA Draft Guidance, 2018). Reduction in amyloid beta, measured through
standard uptake value ratio (SUVR) on Positron Emission Tomography (PET) scan, was considered a pharmacodynamic endpoint in
Aduhelm trials. In EMERGE, only 33% of patients were evaluated for amyloid beta reduction and only 18% had week 78 data (FDA
1
Statistical Review, June 2021). In ENGAGE, only 36% of patients were evaluated for amyloid beta reduction and 21% had week 78
data (FDA Statistical Review, June 2021). The FDA statistical review states there is no evidence that amyloid change based on SUVR
is a surrogate marker for clinical change; and that these data should be considered exploratory (FDA Statistical Review, June 2021).
There are safety concerns with Aduhelm as use increases the risk of amyloid-related imaging abnormalities (ARIA). ARIA can be
observed on magnetic resonance imaging (MRI) as brain edema or sulcal effusions (ARIA-E) or microhemorrhage and superficial
siderosis (ARIA-H). In clinical studies, ARIA was observed in over 40% of individuals taking high dose Aduhelm compared with 10% of
individuals taking placebo. In study 302 (EMERGE), 34% of patients presented with ARIA-E (edema) and 33.5% of patients presented
with ARIA-H (hemosiderin deposition) that included microhemorrhage (19.7%), superficial siderosis (13.3%) and cerebral hemorrhage
(0.5%). The long-term effect of ARIA in individuals with dementia is unknown. The majority of ARIA-E radiographic events occurred
early in treatment (within the first 8 doses), although ARIA can occur at any time. It is unclear if the risk of ARIA observed in the
EMERGE and ENGAGE trial are representative of risks of ARIA anticipated in a real-world setting.
Frequency of ARIA in the placebo-controlled period of EMERGE (Study 302) (FDA Advisory Committee Presentation,
November 2020)
Term
Subjects with ARIA events
Subjects with symptomatic ARIA
ARIA-E
ARIA-H (microhemorrhage)
ARIA-H (superficial siderosis)
ARIA-H (cerebral hemorrhage)
Aducanumab 10 mg/kg
N = 547
%
41.7
7.5
34.4
19.7
13.3
0.5
Placebo
N = 548
%
10.2
0.4
2.4
6.8
2.6
0.0
The label offers dosing recommendations for patients who experience ARIA, but suggests that the clinician should use clinical
judgement when deciding if Aduhelm should be continued or permanently discontinued once MRI shows stabilization and symptoms
resolves. However, there is no clear data on continued dosing following detection of radiographically moderate or severe ARIA. In the
Phase 3 studies EMERGE and ENGAGE, temporary dose suspension was required for radiographically moderate or severe ARIA-E
and radiographically moderate ARIA-H. In studies, permanent discontinuation of dosing was required for radiographically severe ARIA-
H (Aduhelm Label 2021, Warnings and Precautions) defined as 10 or more new incident microhemorrhages or greater than 2 focal
areas of superficial siderosis. Additionally, label update on 4/29/22 also added risk of seizures to Warnings and Precautions, including
status epilepticus, associated with ARIA that was reported in the placebo-controlled and long-term extension studies for Aduhelm.
In 2020, the FDA Peripheral and Central Nervous System Drugs Advisory Committee, an independent group of individuals, determined
there was not strong evidence to support FDA approval of aducanumab. The committee vote was 10 votes against FDA approval for
aducanumab and 1 vote uncertain for approval of aducanumab. This was based on the conflicting studies and unclear benefit. The
Advisory Committee was not presented the possibility of accelerated approval based on the biomarker of reduction in amyloid beta
plaques (FDA Peripheral and Central Nervous System Drugs Advisory Committee Meeting, November 2020).
Based on the currently available evidence, there is no valid scientific data to show that the expected health benefits from Aduhelm are
clinically significant and will have a greater chance of benefit, without a disproportionately greater risk of harm or complications.
The American Academy of Neurology (AAN) issued a report in April 2022 on the use of Aduhelm, and stated that whether aducanumab
will result in a clinically meaningful slowing of AD symptoms remains to be determined, as does the safety of aducanumab in clinical
populations. AAN emphasized that future research is needed to determine whether aducanumab-related reductions in cerebral amyloid
burden translate to clinically meaningful outcomes. In the absence of high-quality data to inform these questions, uncertainty
surrounding the optimal use of aducanumab in clinical practice will remain.
On April 7, 2022, the Centers for Medicare & Medicaid Services (CMS) released a National Coverage Determination (NCD) for
Aduhelm which stated that it would only be considered under coverage with evidence development (CED) when the specified criteria
outlined within the NCD are met. Aduhelm NCD includes a requirement that use must be within the confines of a FDA approved
randomized controlled trial, CMS approved studies, or other studies supported by the NIH.
Clinical Criteria
When a drug is being reviewed for coverage under a member’s medical benefit plan or is otherwise subject to clinical review
(including prior authorization), the following criteria will be used to determine whether the drug meets any applicable medical necessity
requirements for the intended/prescribed purpose.
Aduhelm (aducanumab)
Requests for Aduhelm (aducanumab) for any diagnosis may not be approved.
2
Coding
The following codes for treatments and procedures applicable to this document are included below for informational purposes. Inclusion
or exclusion of a procedure, diagnosis or device code(s) does not constitute or imply member coverage or provider reimbursement
policy. Please refer to the member's contract benefits in effect at the time of service to determine coverage or non-coverage of these
services as it applies to an individual member.
HCPCS
J0172
Injection, aducanumab-avwa, 2 mg Aduhelm
ICD-10 Diagnosis
All diagnoses pend
Document History
Reviewed: 08/18/2023