Sunflower Health Plan Lung Transplantation (PDF) Form
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Medical necessity criteria for the review of lung transplantation requests.
Policy/Criteria
I. It is the policy of health plans affiliated with Centene Corporation® that lung
transplantation for members/enrollees with chronic, end-stage lung disease who have
failed maximal medical (including pulmonary rehabilitation, as applicable) or surgical
therapy is medically necessary when all the following criteria are met:
A. High (> 50%) risk of death from lung disease within two years if lung
transplantation is not performed;
B. High (> 80%) likelihood of five-year post-transplant survival from a general
medical perspective provided there is adequate graft function;
C. Does not have ANY of the following absolute contraindications:19
1. Malignancy with high risk of recurrence or death related to cancer;
2. Glomerular filtration rate < 40 mL/min/1.73m2 unless being considered for
multi-organ transplant;
3. Acute renal failure with rising creatinine or on dialysis and low likelihood of
recovery;
4. Acute liver failure, or cirrhosis with portal hypertension or synthetic dysfunction
unless being considered for multi-organ transplant;
5. Stroke, acute coronary syndrome, or myocardial infarction (excluding demand
ischemia) within 30 days;
6. Septic shock;
7. Active extrapulmonary or disseminated infection;
8. Active tuberculosis infection;
9. HIV infection with detectable viral load;
10. Progressive cognitive impairment;
11. Inability to adhere to the regimen necessary to preserve the transplant, even
with caregiver support;
12. Other severe, uncontrolled medical condition expected to limit survival after
transplant;
13. Active substance use or dependence including current tobacco use, vaping, marijuana
use (unless prescribed by a licensed practitioner), or IV drug use without convincing
evidence of risk reduction behaviors (unless urgent transplant timelines are present, in
which case a commitment to reducing behaviors is acceptable). Serial blood and urine
testing may be used to verify abstinence from substances that are of concern.
a. If there is a history of nicotine or tobacco use, documentation notes abstinence from
all tobacco and nicotine products (including nicotine replacement therapy) for ≥ six
months prior to transplant.
D. Has one of the following disease states (not an all- inclusive list):
1. Adult members/enrollees, age ≥ 18:
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a. Interstitial lung disease and any of the following:*
i. Absolute decline in forced vital capacity (FVC) ≥ 10% in the past six
months despite appropriate treatment;
ii. Absolute decline in diffusing capacity of the lung for carbon monoxide
(DLCO) ≥10% in the past six months despite appropriate treatment;
iii. Absolute decline in forced vital capacity (FVC) ≥ 5% with radiographic
progression in the past 6 months despite appropriate treatment;
iv. Desaturation to < 88% on six-minute-walk test (6MWT) or
> 50 m decline in 6MWT distance in the past six months;
v. Pulmonary hypertension on right heart catheterization or two
dimensional echocardiography (in the absence of diastolic dysfunction);
vi. Hospitalization because of respiratory decline, pneumothorax, or acute
exacerbation;
b. Cystic fibrosis (CF) or other causes of bronchiectasis and any of the following:
i.
FEV1 <25% predicted despite optimal medical management including a trial of
elexacaftor/tezacaftor/ivacaftor if eligible;
ii. Both of the following:
a) Any of the following despite optimal medical management including a trial
of elexacaftor/tezacaftor/ivacaftor if eligible:
1) FEV1 <30% predicted;
2) FEV1 <40% predicted and any of the following:
(a) Six-minute walk distance < 400 meters;
(b) PaCO2 >50mmHg;
(c) Hypoxemia at rest or with exertion;
(d) Pulmonary hypertension (PA systolic pressure >50mmHg on
echocardiogram or evidence of right ventricular dysfunction);
(e) Worsening nutritional status despite supplementation;
(f) Two exacerbations per year requiring intravenous antibiotics;
(g) Massive hemoptysis (>240 mL) requiring bronchial artery
embolization;
(h) Pneumothorax;
3) FEV1 <50% predicted and rapidly declining based on pulmonary
function testing or progressive symptoms;
4) Any exacerbation requiring positive pressure ventilation;
b) Any of the following:
1) Rapid decline in lung function or progressive symptoms (>30% relative
decline in FEV1 over 12 months);
2) Frequent hospitalization, particularly if > 28 days hospitalized in the
preceding year;
3) Any exacerbation requiring mechanical ventilation;
4) Chronic respiratory failure with hypoxemia or hypercapnia, particularly
for those with increasing oxygen requirements or needing long-term non-
invasive ventilation therapy;
5) Pulmonary hypertension (Pulmonary arterial systolic pressure >50
mmHg on echocardiogram or evidence of right ventricular dysfunction);
6) Worsening nutritional status particularly with BMI <18 kg/m2 despite
nutritional interventions;
7) Recurrent massive hemoptysis despite bronchial artery embolization;
8) World Health Organization (WHO) Functional Class IV;
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c. Chronic obstructive pulmonary disease (COPD), and any of the following:
i. BODE score (includes BMI, degree of airflow obstruction, degree of dyspnea,
and exercise capacity) of 7 to 10;
ii. FEV1 (forced expiratory volume in one second) < 20% predicted;
iii. History of severe exacerbations;
iv. Chronic hypercapnia;
v. Moderate to severe pulmonary hypertension;
d. Pulmonary vascular diseases and any of the following:
i. European Society of Cardiology/European Respiratory Society (ESC/ERS)
high risk or Registry to Evaluate Early and Long-term Pulmonary Arterial
Hypertension Disease Management (REVEAL) risk score >10 on
appropriate PAH therapy, including IV or SC prostacyclin analogues;
ii. Progressive hypoxemia;
iii. Progressive, but not end stage, liver, or kidney dysfunction due to PAH
iv. Life-threatening hemoptysis;
e. Eisenmenger syndrome with pulmonary hypertension despite therapy aimed at
avoiding polycythemia, iron deficiency and dehydration, and the associated
profound hypoxemia and impaired quality of life;
f. Lymphangioleiomyomatosis (LAM) with evidence of disease progression despite
mTOR inhibitor therapy and any of the following:
i. Severely abnormal lung function (e.g. FEV1 <30% predicted);
ii. Exertional dyspnea (NYHA class III or IV);
iii. Hypoxemia at rest;
iv. Pulmonary hypertension;
v. Refractory pneumothorax;
g. Primary lung graft failure or bronchiolitis obliterans;
2. Pediatric members/enrollees, age < 18:
a. Cystic fibrosis, and any of the following:
i. Progressive lung disease and disability despite optimal medical therapy;
ii. FEV1< 30% predicted;
iii. Increasingly frequent hospitalizations;
iv. Hypoxemia, (PaO2 < 8 kPa or < 60 mm Hg);
v. Hypercapnia, (PaCO2 > 6.6 kPa or > 50 mmHg);
b. Idiopathic pulmonary arterial hypertension, and any of the following:
i. European Pediatric Pulmonary Vascular Disease Network (EPPVDN) high risk
category and on optimal therapy without improvement;
ii. Low exercise tolerance with 6MWT < 350 meters;
iii. Uncontrolled syncope;
iv. Hemoptysis;
v. Right-sided heart failure;
vi. Failure to respond to vasodilator therapy;
c. Pulmonary vascular disease and failure to respond to medical management;
d. Eisenmenger syndrome with pulmonary hypertension despite therapy aimed at
avoiding polycythemia, iron deficiency and dehydration, and the associated
profound hypoxemia and impaired quality of life;
e. Surfactant dysfunction disorders with unrelenting respiratory failure, or progressive
interstitial lung disease with respiratory insufficiency, unresponsive to medical
interventions;
f. Bronchopulmonary dysplasia, and any of the following:
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i. Extended time requiring ventilator support without clinical improvement;
ii. Pulmonary hypertension unresponsive to oxygen therapy;
iii. Repeated episodes of respiratory failure without improvement in clinical
trajectory over time, despite good medical support;
iv. Progressive pulmonary hypertension;
g. Diffuse parenchymal lung disease, and any of the following:
i. Disease progression despite optimal management;
ii. Poor quality of life;
h. Primary lung graft failure or bronchiolitis obliterans;
i. End-stage emphysema due to alpha-1 trypsin deficiency.
*Note: FVC may be a less reliable parameter for those with concomitant emphysema.
Background
Lung transplantation is an accepted therapy for the management of a range of severe lung
disorders. Single, double, and lobar-lung transplants have all been successful for carefully
selected patients with end-stage pulmonary disease. The most common disease processes for
which lung transplants are performed include COPD, idiopathic pulmonary fibrosis, cystic
fibrosis, pulmonary arterial hypertension, and sarcoidosis.
COPD is one of the most common lung diseases and is the most common indication for lung
transplantation in adults. Chronic bronchitis and emphysema are the two main forms of COPD,
both most commonly caused from smoking. Non-smokers with an alpha-1 antitrypsin deficiency
can also develop emphysema. These conditions are the most common indications for single lung
transplants. Cystic fibrosis, emphysema, and alpha-1 antitrypsin deficiency are the most common
indications for double lung transplant, or sequential replacement of both lungs.
The most common indications for pediatric lung transplants include pulmonary vascular disease,
bronchiolitis obliterans, bronchopulmonary dysplasia, graft failure due to viral pneumonitis, and
cystic fibrosis.
Coding Implications
This clinical policy references Current Procedural Terminology (CPT®). CPT® is a registered
trademark of the American Medical Association. All CPT codes and descriptions are copyrighted
2022, American Medical Association. All rights reserved. CPT codes and CPT descriptions are
from the current manuals and those included herein are not intended to be all-inclusive and are
included for informational purposes only. Codes referenced in this clinical policy are for
informational purposes only. Inclusion or exclusion of any codes does not guarantee coverage.
Providers should reference the most up-to-date sources of professional coding guidance prior to
the submission of claims for reimbursement of covered services.
CPT®
Codes
32850
32851
32852
32853
Donor pneumonectomy(s) (including cold preservation), from cadaver donor
Lung transplant, single; without cardiopulmonary bypass
Lung transplant, single; with cardiopulmonary bypass
Lung transplant, double (bilateral sequential or en bloc); without
cardiopulmonary bypass
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CPT®
Codes
32854
32855
32856
HCPCS
Codes
S2060
S2152
Lung transplant, double (bilateral sequential or en bloc); with cardiopulmonary
bypass
Backbench standard preparation of cadaver donor lung allograft prior to
transplantation, including dissection of allograft from surrounding soft tissues to
Backbench standard preparation of cadaver donor lung allograft prior to
transplantation, including dissection of allograft from surrounding soft tissues to
Lobar lung transplantation
Solid organ(s), complete or segmental, single organ or combination of organs;
deceased or living donor (s), procurement, transplantation, and related
complications; including: drugs; supplies; hospitalization with outpatient follow-up;
medical/surgical, diagnostic, emergency, and rehabilitative services, and the number
of days of pre- and post-transplant care in the global definition
Reviews, Revisions, and Approvals
Policy developed. Specialist review.
Added Eisenmenger syndrome as a qualifying condition for adult
transplant. Added that the list of qualifying conditions for transplant is
not all-inclusive. Added primary lung graft failure and bronchiolitis
obliterans as an indication for adult and pediatric transplant since
ISHLT guidelines recommend retransplant in certain cases. Updated
coding. Added time frame for which smoking cessation should be
documented.
In criteria pertaining to substance use, removed the statement that serial
blood and urine testing” may be required, as it is informational only. In
the adult COPD criteria, changed “one severe exacerbation” to “at least
one severe exacerbation.”
References reviewed and updated.
References reviewed and updated. Specialist review
Edited malignancy contraindication to not specify within 2 years, and
added exceptions of early-stage prostate cancer, cancer that has been
completely resected, or that has been treated and poses acceptable future
risk.
References reviewed and updated. Replaced “members” with
“members/enrollees” in all instances.
Replaced contraindications of “severely limited functional status with
poor rehabilitation potential” and those regarding past or current
nonadherence to medical therapy, and psychological condition
associated with the inability to comply with medical therapy with
“Inability to adhere to the regimen necessary to preserve the transplant,
even with caregiver support.” Changed “review date” in header to “Date
of Last Revision” and “Date” in the revision log header to “Revision
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Revision
Date
01/14
11/17
Approval
Date
02/14
11/17
06/18
10/18
08/19
05/20
10/18
09/19
05/20
09/20
09/20
08/21
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Reviews, Revisions, and Approvals
Date.”
Annual review. References reviewed and updated. Reviewed by
specialist.
Annual review. Added “or surgical therapy” to I and noted that maximal
medical therapy includes pulmonary rehab when applicable. Updated the
following based on ISHLT 2021 guidelines; removed criteria “High (>
80%) likelihood of surviving at least 90 days after lung transplantation.”,
updated I.C., I.D.1.a, I.D.1.b., I.D.1.c., I.D.1.d., I.D.1.f., I.D.2.a, I.D.2.b.
Clarified nicotine and tobacco abstinence contraindication. Added CPT
codes 32850, 32855, and 32856. References reviewed, updated, and
reformatted. Reviewed by specialist.
Annual review. Criteria I.C.14. updated to exclude marijuana use when
prescribed by a licensed practitioner and include required commitment to
reducing substance use behaviors if urgent transplant timelines are
present. Added pediatric indication for end-stage emphysema due to
alpha-1 trypsin deficiency. ICD-10 codes removed. References reviewed
and updated. Reviewed by external specialist.
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Revision
Date
Approval
Date
09/21
09/21
02/22
02/22
02/23
02/23