Sunflower Health Plan Caudal or Interlaminar Epidural Steroid Injections (PDF) Form
YesNoN/A
YesNoN/A
Epidural steroid injections have been used for pain control in patients with radiculopathy, spinal
stenosis, and nonspecific low back pain, despite inconsistent results as well as heterogeneous
populations and interventions in randomized trials. Epidural injections are performed utilizing
three approaches in the lumbar spine: caudal, interlaminar, and transforaminal. Generally,
candidates for epidural steroid injection are individuals who have acute radicular symptoms or
neurogenic claudication unresponsive to traditional analgesics and rest, with significant
impairment in activities of daily living.
Note: For guidelines for transforaminal ESIs, reference CP.MP.165 Selective Nerve Root Blocks
and Transforaminal Epidural Steroid Injections.
Policy/Criteria
It is the policy of health plans affiliated with Centene Corporation® that invasive pain
management procedures performed by a physician are medically necessary when the relevant
criteria are met, onl
y one procedure is performed per visit, with imaging guidance (except in
rare instances, with documented justification), and t he member/enrollee is not currently being
treated with full anticoagulation therapy. I f on warfarin, international normalized ratio (INR)
should be ≤ 1.4 prior to the procedure. Discontinuing anti-platelet therapy is a clinical decision
balancing risks and benefits of the procedure on therapy, versus the underlying medical condition
if not treated appropriately.23
I. It is the policy of health plans affiliated with Centene Corporation® that caudal or
interlaminar epidural steroid injections (ESIs) are medically necessary for the following
indications:
A. One caudal or interlaminar ESI for acute pain management (pain lasting < 3 months)
when all of the following are met:
1. There is severe radicular pain that interferes substantially with activities of daily
living (ADLs);
2. Severe pain persists after treatment with nonsteroidal anti-inflammatory drugs
(NSAID) and/or opiates (both ≥ 3 days or contraindicated/not tolerated);
3. The member/enrollee cannot tolerate chiropractic or physical therapy and the
injection is intended as a bridge to therapy.
B. Initial ESI for chronic pain, all of the following:
1. Request is for one caudal or interlaminar ESI at one level in the cervical, thoracic or
lumbar region;
2. Persistent radicular pain has been caused by spinal stenosis, disc herniation or
degenerative changes in the vertebrae, as confirmed by physical exam and imaging;
3. Pain interferes with ADLs and has lasted for at least 3 months;
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CLINICAL POLICY
Caudal or Interlaminar Epidural Steroid Injections
4. The member/enrollee has failed to respond to conservative therapy including all of
the following:
a. ≥ 6 weeks chiropractic, physical therapy or prescribed home exercise program;
b. NSAID ≥ 3 weeks or NSAID contraindicated or not tolerated;
c. ≥ 6 weeks activity modification.
C. Second caudal or interlaminar ESI for chronic pain that did not improve from the first
ESI, all of the following:
1. Request is for an ESI at one level in the cervical, thoracic or lumbar region;
2. At least 2 weeks have passed since the first ESI.
D. Subsequent caudal or interlaminar ESI for recurrence of chronic pain that had improved
from the first or second ESI, all of the following:
1. Initial injection(s) led to ≥ 50% relief and functional improvement for at least 2
months;
2. At least 2 months have passed since the last ESI;
3. Less than 4 injections have been administered within 12 months;
4. Less than 12 months have elapsed since the initial injection at the level requested.
II. It is the policy of health plans affiliated with Centene Corporation that a third or subsequent
caudal or interlaminar ESI for chronic pain that did not improve from the first two ESIs is
considered not medically necessary because effectiveness has not been established.
III.It is the policy of health plans affiliated with Centene Corporation that continuation of
injections beyond 12 months or more than 4 therapeutic injections is considered not
medically necessary because effectiveness and safety have not been established. When more
definitive therapies cannot be tolerated or provided, consideration will be made on a case by
case basis.
IV. It is the policy of health plans affiliated with Centene Corporation that caudal or
interlaminar ESI for any other indication or location is considered not medically necessary
because effectiveness has not been established.
Background
There is much debate on the efficacy and medical necessity of multiple interventions for
managing spinal pain. Epidural glucocorticoid injections have been used for pain control in
patients with radiculopathy, spinal stenosis, and nonspecific low back pain despite inconsistent
results as well as heterogeneous populations and interventions in randomized controlled trials
(RCTs). Epidural injections are performed utilizing 3 approaches in the lumbar spine: caudal,
interlaminar, and transforaminal.2 Generally, candidates for epidural steroid injection are
individuals who have acute radicular symptoms or neurogenic claudication unresponsive to
traditional analgesics and rest, with significant impairment in activities of daily living. Epidural
steroid injections have been used in the treatment of spinal stenosis for many years, and no
validated long-term outcomes have been reported to substantiate their use. However, significant
improvement in pain scores have been reported at 3 months after injection.
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Caudal or Interlaminar Epidural Steroid Injections
Zhai et al conducted a meta-analysis to assess the effects of various surgical and nonsurgical
modalities, including epidural injections, used to treat lumbar disc herniation (LDH) or
radiculitis. A systemic literature review identified RCTs that compared the use of local anesthetic
with and without steroids. The outcomes included pain relief, functional improvement, opioid
intake, and therapeutic procedural characteristics. The reviewers concluded the meta-analysis
confirms that epidural injections of local anesthetic with or without steroids have beneficial but
similar effects in the treatment of patients with chronic low back and lower extremity pain.1
Results of a 2-year follow-up of 3 randomized, double-blind, controlled trials, with a total of 360
patients with chronic persistent pain of disc herniation receiving either caudal, lumbar
interlaminar or transforaminal epidural injections, showed similar efficacy of the 3 techniques
with local anesthetic alone or local anesthetic with steroid.2 Caudal and interlaminar trials used
in the assessment showed some superiority of steroids over local anesthetic at 3 and 6 month
follow-up. Interlaminar with steroids were superior to transforaminal at 12-months.2
Coding Implications
This clinical policy references Current Procedural Terminology (CPT®). CPT® is a registered
trademark of the American Medical Association. All CPT codes and descriptions are copyrighted
2020, American Medical Association. All rights reserved. CPT codes and CPT descriptions are
from the current manuals and those included herein are not intended to be all-inclusive and are
included for informational purposes only. Codes referenced in this clinical policy are for
informational purposes only. Inclusion or exclusion of any codes does not guarantee coverage.
Providers should reference the most up-to-date sources of professional coding guidance prior to
the submission of claims for reimbursement of covered services.
CPT®
Codes
62320
62321
62322
62323
62324
Injection(s), of diagnostic or therapeutic substance(s) (eg, anesthetic, antispasmodic,
opioid, steroid, other solution), not including neurolytic substances, including needle
or catheter placement, interlaminar epidural or subarachnoid, cervical or thoracic;
without imaging guidance
Injection(s), of diagnostic or therapeutic substance(s) (eg, anesthetic, antispasmodic,
opioid, steroid, other solution), not including neurolytic substances, including needle
or catheter placement, interlaminar epidural or subarachnoid, cervical or thoracic;
with imaging guidance (i.e., fluoroscopy or CT)
Injection(s), of diagnostic or therapeutic substance(s) (eg, anesthetic, antispasmodic,
opioid, steroid, other solution), not including neurolytic substances, including needle
or catheter placement, interlaminar epidural or subarachnoid, lumbar or sacral
(caudal); without imaging guidance
Injection(s), of diagnostic or therapeutic substance(s) (eg, anesthetic, antispasmodic,
opioid, steroid, other solution), not including neurolytic substances, including needle
or catheter placement, interlaminar epidural or subarachnoid, lumbar or sacral
(caudal); with imaging guidance (i.e., fluoroscopy or CT)
Injection(s), including indwelling catheter placement, continuous infusion or
intermittent bolus, of diagnostic or therapeutic substance(s) (eg, anesthetic,
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CLINICAL POLICY
Caudal or Interlaminar Epidural Steroid Injections
CPT®
Codes
62325
62326
62327
antispasmodic, opioid, steroid, other solution), not including neurolytic substances,
interlaminar epidural or subarachnoid, cervical or thoracic; without imaging guidance
Injection(s), including indwelling catheter placement, continuous infusion or
intermittent bolus, of diagnostic or therapeutic substance(s) (eg, anesthetic,
antispasmodic, opioid, steroid, other solution), not including neurolytic substances,
interlaminar epidural or subarachnoid, cervical or thoracic; with imaging guidance
(i.e., fluoroscopy or CT)
Injection(s), including indwelling catheter placement, continuous infusion or
intermittent bolus, of diagnostic or therapeutic substance(s) (eg, anesthetic,
antispasmodic, opioid, steroid, other solution), not including neurolytic substances,
interlaminar epidural or subarachnoid, lumbar or sacral (caudal); without imaging
guidance
Injection(s), including indwelling catheter placement, continuous infusion or
intermittent bolus, of diagnostic or therapeutic substance(s) (eg, anesthetic,
antispasmodic, opioid, steroid, other solution), not including neurolytic substances,
interlaminar epidural or subarachnoid, lumbar or sacral (caudal); with imaging
guidance (i.e., fluoroscopy or CT)
HCPCS
Codes
N/A
Other spondylosis with radiculopathy, cervical region
Other spondylosis with radiculopathy, cervicothoracic region
Other spondylosis with radiculopathy, thoracic region
Other spondylosis with radiculopathy, thoracolumbar region
Other spondylosis with radiculopathy, lumbar region
Other spondylosis with radiculopathy, lumbosacral region
Spinal Stenosis
ICD-10-CM Diagnosis Codes that Support Coverage Criteria
+ Indicates a code requiring an additional character
Code
M47.22
M47.23
M47.24
M47.25
M47.26
M47.27
M48.00 through
M48.08
M50.10 through
M50.13
M51.14 through
M51.17
M54.12
M54.13
M54.14
M54.15
M54.16
M54.17
Thoracic, thoracolumbar and lumbosacral intervertebral disc disorders with
radiculopathy
Radiculopathy, cervical region
Radiculopathy, cervicothoracic region
Radiculopathy, thoracic region
Radiculopathy, thoracolumbar region
Radiculopathy, lumbar region
Radiculopathy, lumbosacral region
Cervical disc disorder with radiculopathy
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CLINICAL POLICY
Caudal or Interlaminar Epidural Steroid Injections
Code
M54.5
M54.6
M96.1
Low back pain
Pain in thoracic spine
Postlaminectomy syndrome, not elsewhere classified
Reviews, Revisions, and Approvals
Caudal and interlaminar ESI criteria reviewed in CP.MP.118
Split from CP.MP.118 Injections for Pain Management. No criteria
changes.
In section D regarding second or subsequent ESI for chronic pain that
improved from the diagnostic injections, changed requirement for 3
months having passed from the previous injection to 2 months.
Anticoagulation indication moved to policy/criteria section as it is
applicable to all injections in this policy.
References reviewed and updated
In policy statement, changed “with or without radiographic guidance” to
“with imaging, (except in rare instances, with documented justification).”
Added, “Request is not for cervical interlaminar ESI above C7” to B.5,
C.3 and D.5. Changed “review date” in the header to “date of last
revision” and “date” in the revision log header to “revision date.”
References reviewed and updated. Replaced “member” with
“member/enrollee” in all instances. Specialist review.
Removed “Request is not for cervical interlaminar ESI above C7” from
B.5, C.3 and D.5.
Annual review. Note added regarding guidelines for transforaminal ESIs.
Background updated with no impact on criteria. References reviewed and
updated.
Revision
Date
04/18
08/18
Approval
Date
04/18
08/19
08/19
06/20
07/21
07/20
07/21
09/21
09/21
07/22
07/22