Oscar Total Knee Arthroplasty (CG069) Form
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The knee is composed of the lower end (distal) of the femur, the patella, and the upper end (proximal) of
the tibia. There is a smooth cartilage surface at the distal end of the femur, proximal end of the tibia and
undersurface of the patella. For various reasons these cartilage surfaces can wear down and sometimes
erode away. In general terms this process is called arthritis, inflammation of a joint.
Total knee arthroplasty (TKA) or total knee replacement is surgical reconstruction or replacement of the
distal femur, and proximal tibia, and often the undersurface of the patella. Some of the knee ligaments
are removed, and other ligaments retained.
This guideline does not address partial knee arthroplasty, knee arthroscopy, or knee arthrotomy, please
see MCG criteria.
Definitions
“Ambulatory” is a stay in a facility for up to 23 hours.
“Avascular necrosis” is spontaneous osteonecrosis (bone death) when there is alteration of blood supply
to the bone with unknown etiology. There are numerous causes for avascular necrosis, but in some cases
the cause is unknown.
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“Angular deformity” in the knees is a deviation from mechanical axis of the lower limb. The mechanical
axis is a line from the center of the femoral head through the center of the knee joint to the center of the
ankle joint. The usual angular deformities are bow-legs (genu varum), knock-knees (genu valgum), or
hyperextension (genu recurvatum).
“Kellgren-Lawrence System” is a five-grade classification system describing radiographic findings for
osteoarthritis (Table 1).
Table 1. Kellgren-Lawrence System for classifying osteoarthritis
Grade
Radiographic Findings
0
I
II
III
No radiographic features of osteoarthritis are present
Doubtful joint space narrowing and possible osteophytic lipping
Definite osteophytes and possible joint space narrowing
Moderate multiple osteophytes, definite joint space narrowing, some sclerosis, and possible
deformity of bone contour
IV
Large osteophytes, marked joint space narrowing, severe sclerosis, and definite deformity of
bone contour
“Osteoarthritis” (degenerative joint disease) is the most common form of arthritis and occurs when
cartilage gradually wears down and affected bones no longer have the cushion of protective tissue. The
primary symptoms are joint pain, stiffness and movement restriction.
“Revision” of total knee replacement is when surgery is needed to replace or reconstruct prior knee
replacement due to failure, infection, instability or other indications.
“Rheumatoid arthritis” is an autoimmune disease causing chronic inflammation in joints and tissue. Over
long periods of time, the inflammation can cause joint deformity, bone and cartilage erosion.
Clinical Indications
General Clinical Indications
(For partial knee arthroplasty, knee arthroscopy, or knee arthrotomy, please see MCG criteria)
Total knee arthroplasty for a unilateral knee is considered medically necessary when ONE of the
following criteria are met:
1. The member has advanced joint disease as indicated by ALL of the following:
a. Radiologic or arthroscopic findings of advanced knee joint destruction documented by
the treating surgeon and/or radiologist by of ONE of the following:
i.
Kellgren Lawrence Grade IV radiographic findings (Table 1); or
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ii.
Exposed subchondral bone, which is erosion of articular cartilage that exposes
subchondral bone often designated as Modified Outerbridge Classification IV;
or
iii.
iv.
Symptomatic angular deformity with accompanying radiographic changes; or
Symptomatic avascular necrosis of the femoral condyles or proximal tibia with
accompanying radiographic changes; and
b. Severe pain persisting in the affected knee that interferes with functional activity or
age-appropriate activities for at least 3-months (e.g., ambulation, prolonged standing,
ability to sleep); and
c. There has been a failure to decrease pain or improve function after at least a 3-month
trial of conservative treatment (non-surgical) which has included ALL of the following:
i.
Active and ongoing participation in a physical therapy (documented) or a well
documented home exercise program under
the supervision of a physical
therapist or physician,
(e.g.,
lower extremity flexibility and strengthening
program), activity modification, and/or weight loss program); and
ii.
Oral/topical medications (e.g., analgesics, NSAIDs, serotonin/norepinephrine
reuptake Inhibitor (duloxetine)), unless poorly tolerated or contraindicated; and
iii.
Therapeutic injections to the knee and not within three months before the
surgery date (unless contraindicated, examples include, but not limited to as
bone-on-bone, osteolytic cysts, osteophytes, and sclerosis) ; and
d.
If there is a separate request for the device, implant or prosthesis that will be inserted
during surgery, it must be FDA approved (unless the member is enrolled in an approved
clinical trial as defined by the plan benefit); and
e.
If the member is a smoker or nicotine product user, the member has stopped using
within 4 weeks of surgery or has been provided a well documented education plan on
options to quit such as referral to a cessation program, pharmacologic, and over the
counter treatments have been documented; and
f. No contraindication present or
the request
is not considered Experimental or
Investigational, or Not Medically Necessary based on the indications listed below; or
2. Failure of previous surgical interventions such as ONE of the following:
a. Previous proximal tibial or distal femoral osteotomy; or
b. Previous unicompartmental knee replacement with continued pain interfering with ADLs;
or
3. Post-traumatic injury (e.g., fracture, infection) causing debilitating knee joint destruction affecting
movement, causing pain and stiffness; or
4. Bone tumor involving the knee that requires excision.
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SimultaneousBilateralSurgery
Total knee arthroplasty for simultaneous bilateral surgery is considered medically necessary if ALL of the
following criteria are met:
1. Each knee meets medical necessity for criteria under General Clinical Indications; and
2. Meets the inpatient hospital Levels of Care criteria (see below).
Removal or Revision of Total Knee Arthroplasty
Removal(resectionwithsubsequentreimplantationatalatertimeorpermanentresectionarthroplasty
withnoreimplantationplanned)orRevision(membersmayrequiremulti-stagedsurgeriestocomplete
revisionovertime)
The removal or revision of a total knee prosthesis is considered medically necessary when ALL of the
following criteria are met:
1. No current or ongoing knee infection (e.g., supporting labs and cultures, no longer on
antibiotics, assessment by treating surgeon); and
2. One of the following:
a.
Infected knee prosthesis;or
b. Periprosthetic infection;or
c. Prosthesis/hardware failure, damage or fracture;or
d. Loosening of prosthesis, implant or components that is confirmed by imaging;or
e. Periprosthetic Knee fracture;or
f.
Instability or dislocation of the knee;or
g. The member has functional disability AND persistent pain for more than 6 months;or
h. Bearing surface wear leading to symptomatic synovitis;or
i.
Significant limb malalignment post TKA; or
3. Additional staged surgery is needed as part of a multispecialty approach to any one of the
conditions listed above. This could include, but is not limited to, the replacement of
impregnated antibiotic spacers, additional joint washouts, and the removal or replacement of
hardware.
Levels of Care
AmbulatorySurgicalCenter,OutpatientHospital
The following indications are appropriate for ambulatory surgical centers and outpatient hospital level of
care:
● Unilateral TKA
● Staged TKA on both knees (request for each knee still needs to meet medical necessity and
staggered typically between 30-90 days following the first total knee joint replacement).
● An additional day as an ambulatory or observation level of care might be needed for a safe
transition to oral pain medication.
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InpatientHospital
Inpatient hospital level of care for simultaneous bilateral total knee arthroplasty may be considered
medically necessary if an ambulatory or outpatient hospital is unable to monitor the member’s needs.
Furthermore, each knee must meet medical necessity.
The member may also meet inpatient hospital level of care for unilateral or bilateral total knee
replacement if ONE of the following are met:
● Non-elective surgery for unilateral or bilateral; or
● For members requesting unilateral or bilateral revision procedures that require an extended stay
outside of the ambulatory or outpatient hospital timeframe, or are unable to be discharged and
expected to be admitted/transferred to acute or subacute rehab facility (the member must also
meet Oscar’s utilization review criteria for the rehabilitation facility); or
● The member requires more prolonged postoperative treatment or management for unilateral or
bilateral due to comorbidities which may include ANY of the following:
○ need for parenteral bridging anticoagulation
○ NYHA class III or IV heart failure
○ pulmonary fibrosis
○ pulmonary hypertension
○ history of thromboembolism
○ extensive edema
○ chronic systemic corticosteroid use
○ severely reduced renal function
○ Poorly controlled type 1 diabetes
○ recent history of falls
○ Significant dementia
○ BMI > 40
○ Age > 70 and an additional comorbidity as listed in this section
○ Significant movement abnormalities (eg, stroke, Parkinson disease, dependent functional
status); or
● For a member to meet inpatient level of care for pain management after TKA surgery, the
member must meet the criteria in MCG Pain Management GRG (PG-PM) criteria for unilateral or
bilateral; or
● An inpatient admission for a unilateral or bilateral request may be considered medically
necessary when the member meets MCG Ambulatory Surgery Exception Criteria (CG-AEC).
ExtensionRequests
The Plan considers extension requests for inpatient level of care medically necessary when the member
continues to meet extension criteria in MCG Knee Arthroplasty, Total for milestones of recovery, clinical
status is improving during IP stay, and is not ready to be transitioned to an alternative or lower level of
care. Extension requests should be based on medical records of progress.
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Experimental or Investigational / Not Medically Necessary
The Plan considers the following conditions as contraindications:
● Generalized infection, active illness under medical management
● Active infection in the knee, unless surgery is for revision for TKA
● Active wound or skin infection at the planned knee joint for surgery
● The member has not reached skeletal maturity
● Allergy to components of the implant
The following indications are considered not medically necessary:
● Customized total or partial knee implant
● Progressive neurologic disease affecting lower extremity and extensor mechanism
● Chronic lower extremity ischemia or vascular insufficiency severe enough to compromise
recovery
● Anemia has not been investigated and managed
● Joint instability that has not been managed prior to TKA
The following indications are considered experimental/investigational/unproven:
● UniSpacer interpositional spacer
● Persona IQ Smart Knee Implant (Zimmer Biomet) for Total Knee Arthroplasty