Humana Cardioverter Defibrillators/Cardiac Resynchronization Therapy - Medicare Advantage Form
YesNoN/A
YesNoN/A
YesNoN/A
Please refer to CMS website for the most current applicable National Coverage Determination (NCD)/
Local Coverage Determination (LCD)/Local Coverage Article (LCA)/CMS Online Manual
System/Transmittals.
Type
Title
ID
Number
Jurisdiction
Medicare
Applicable
States/Territories
Cardioverter Defibrillators/Cardiac Resynchronization Therapy
Page: 2 of 21
NCD
LCD
LCA
LCD
LCA
Implantable Cardioverter
Defibrillators (ICDs)
Cardiac Resynchronization
Therapy (CRT)
Cardiac Resynchronization
Therapy (CRT)
20.4
L39080
A58821
L39080
A58821
LCD
LCA
Automatic External
Defibrillators
L33690
A52548
Administrative
Contractors (MACs)
JJ - Palmetto GBA
(Part A/B MAC)
JM - Palmetto GBA
(Part A/B MAC)
DME A - Noridian
Healthcare
Solutions, LLC (DME
MAC)
DME B - CGS
Administrators, LLC
(DME MAC)
DME C - CGS
Administrators, LLC
(DME MAC)
DME D - Noridian
Healthcare
Solutions, LLC (DME
MAC)
AL, GA, TN
NC, SC, VA, WV
All States
Description
Implantable Devices
The implantable (transvenous) cardioverter defibrillator (ICD) is an electronic device that continuously
monitors heart rhythm and delivers therapy in response to a ventricular tachyarrhythmia that meets
preprogrammed detection rates and duration in an individual who is at high risk of sudden cardiac death
(SCD). If the heart develops a sudden life-threatening fast rhythm, the device will either deliver rapid
electrical pacing pulses to terminate the arrhythmia or deliver a shock to the inside of the heart to stop the
abnormal rhythm. Certain devices will also pace the heart when it beats too slowly. The devices are
implanted in the subcutaneous tissue with one or more electrodes attached to the heart. Following
implantation, an external interrogation (evaluation) may be performed periodically to ensure the
defibrillator is working correctly.
Cardioverter Defibrillators/Cardiac Resynchronization Therapy
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An ICD may be indicated for use in an individual at risk for SCD due to hypertrophic cardiomyopathy (HCM),
a condition in which the heart muscle thickens, making it more difficult to pump blood. Risk factors for SCD
include, but may not be limited to one or more of the following:
• Personal history of cardiac arrest or sustained (greater than 30 seconds or associated with hemodynamic
compromise) ventricular arrhythmias.
• Personal history of syncope suspected by clinical history to be arrhythmic.
• Family history in first- or second-degree relative of premature HCM-related sudden death, cardiac arrest
or sustained ventricular arrhythmias.
• Cardiac imaging (echocardiography or coronary magnetic resonance [CMR]) determines maximal left
ventricular (LV) wall thickness in all segments of the LV chamber, decreased ejection fraction (EF) or LV
apical aneurysm.
• Diffuse and extensive late gadolinium enhancement (LGE), representing fibrosis, either quantified or
estimated by visual inspection, comprising greater than 15% of LV mass.11
• Nonsustained (greater than or equal to 3 premature ventricular complexes terminating spontaneously)
ventricular tachycardia (NSVT) episodes on continuous ambulatory electrocardiographic monitoring.15
Subcutaneous ICDs (S-ICD) are considered less invasive than transvenous ICDs as there are no leads placed
in the heart or vasculature. Instead, an electrode is placed just beneath the skin of the chest which allows
sensing of cardiac rhythms and delivery of shocks if necessary. The defibrillator can sense ventricular
tachycardia (VT)/ventricular fibrillation (VF) but cannot provide prolonged antibradycardia and
antitachycardia pacing.44
Cardiac resynchronization therapy (CRT) (also known as biventricular pacing) is used to treat some cases of
advanced heart failure (HF). The CRT device provides electrical stimulation to both sides (left and right) of
the heart thereby resynchronizing (coordinating) ventricular contractions. A third lead in the right atrium
may also allow for synchronizing atrioventricular (AV) contractions. The device can be utilized with a
defibrillator as a cardiac resynchronization therapy/implantable cardioverter defibrillator (CRT-D) or alone
(without a defibrillator).
Ventricular dyssynchrony (uncoordinated contractions of the left and right ventricles) increases the risk of
developing life-threatening arrhythmias. Implantation of a CRT-D allows for both coordinating ventricular
contractions and terminating life-threatening arrhythmias.
Cardiac contractility modulation (CCM) is proposed to treat a symptomatic individual with HF who does
not meet the criteria for CRT (eg, normal QRS duration). A pacemaker-sized device with electrodes is
implanted into the chest of the individual which delivers electric pulses at regular intervals to modulate
(adjust) the contractile strength of the heart muscle. Optimizer Smart is an example of a CCM device.
External Devices
Cardioverter Defibrillators/Cardiac Resynchronization Therapy
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Wearable cardioverter defibrillators (WCD) are vest-like devices that are worn under the clothing 24 hours
a day except when bathing or showering. The device monitors and treats abnormal ventricular rhythms in
an individual at risk of dying from sudden cardiac arrest (SCA). It consists of a garment with an electrode
belt assembly that is worn around the chest next to the skin. This belt is connected to a monitor and alarm,
which are worn around the waist. If a life-threatening rhythm is detected, an electric shock is delivered to
restore normal rhythm. The ASSURE System and ZOLL LifeVest are examples of WCDs.
Automated external defibrillators (AEDs) are portable electronic devices that allow a minimally trained
individual to provide electric shock to prevent death due to sudden cardiac arrest. These devices monitor
heart rhythm and can, if needed, deliver an electric shock to the chest wall much like a traditional (paddle)
defibrillator in a hospital.
Coverage Determination
Humana follows the CMS requirement that only allows coverage and payment for services that are
reasonable and necessary for the diagnosis or treatment of illness or injury or to improve the functioning of
a malformed body member except as specifically allowed by Medicare.
In interpreting or supplementing the criteria above and in order to determine medical necessity consistently,
Humana may consider the criteria contained in the following:
Automated External Defibrillators
Please refer to the above Medicare guidance for automated external defibrillators.
Implantable Cardioverter Defibrillators
Please refer to the above Medicare guidance for implantable cardioverter defibrillators.
Subcutaneous Implantable Defibrillators
An FDA-approved subcutaneous implantable defibrillator (S-ICD) will be considered medically reasonable
and necessary when the following requirements are met:
• Criteria for an ICD are met;
AND EITHER of the following:
• High risk for bacteremia (eg, individual on hemodialysis or with chronic indwelling endovascular
catheters); OR
• Limited vascular access;
AND absence of ALL the following:
• Requires pacing or CRT; AND
• Incessant VT or spontaneous, frequently recurring VT that is reliably terminated with antitachycardia
Cardioverter Defibrillators/Cardiac Resynchronization Therapy
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pacing; AND
• Symptomatic bradycardia74
Replacement of S-ICDs: An individual with an existing S-ICD may receive an S-ICD replacement due to the
end of battery life, ERI or device malfunction if the S-ICD continues to be medically necessary.
Wearable Cardioverter Defibrillators
Please refer to the above Medicare guidance for wearable cardioverter defibrillators.
Cardiac Resynchronization Therapy (CRT-P or CRT-D)
An FDA-approved CRT or CRT-D will be considered medically reasonable and necessary when the following
requirements are met:
• NYHA Class III or (ambulatory) IV; AND
o LVEF less than or equal to 35%; AND
Left bundle branch block (LBBB) with QRS duration greater than or equal to 120 milliseconds
(ventricular dyssynchrony); OR
Non-LBBB with QRS duration greater than or equal to 150 milliseconds; AND
o Sinus rhythm; AND
o Remains symptomatic despite GDMT*; OR
• NYHA Class II; AND
o LVEF less than or equal to 35%; AND
o LBBB with QRS duration greater than or equal to 120 milliseconds (ventricular dyssynchrony); AND
o Sinus rhythm; AND
o Remains symptomatic despite GDMT*; OR
• NYHA Class II to (ambulatory) Class IV; AND
o Nonobstructive HCM; AND
o LBBB with QRS duration greater than or equal to 120 milliseconds; AND
o LVEF less than 50%; AND
o Sinus rhythm15; OR
• Atrial fibrillation; AND
Cardioverter Defibrillators/Cardiac Resynchronization Therapy
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o AV nodal ablation or pharmacologic rate control will allow near 100% ventricular pacing with CRT;
AND
o LVEF less than or equal to 35%; AND
o Remains symptomatic despite GDMT*; AND
o Requires ventricular pacing or otherwise meets the above CRT criteria
Replacement of CRT or CRT-Ds: Individual with an existing CRT or CRT-D may receive a CRT or CRT-D
replacement due to the end of battery life, ERI or device/lead malfunction if the CRT/CRT-D continues to be
medically necessary.
*GDMT represents individualized optimal medical therapy for AF, HF and NICM and may include the
following:
• Aldosterone antagonists
• Angiotensin-converting enzyme inhibitors (ACEI)
• Angiotensin receptor blockers (ARB)
• Angiotensin receptor-neprilysin inhibitors (ARNI)13
• Anticoagulants
• Beta blockers
• Digoxin
• Diuretics
• Ivabradine13
• Nitrates13
• Sodium-glucose cotransporter-2 inhibitors (SLGT2i)13
The use of the criteria in this Medicare Advantage Medical Coverage Policy provides clinical benefits highly
likely to outweigh any clinical harms. Services that do not meet the criteria above are not medically
necessary and thus do not provide a clinical benefit. Medically unnecessary services carry risks of adverse
outcomes and may interfere with the pursuit of other treatments which have demonstrated efficacy.
Coverage Limitations
US Government Publishing Office. Electronic code of federal regulations: part 411 – 42 CFR § 411.15 -
Particular services excluded from coverage
Cardiac Resynchronization Therapy (CRT or CRT-D)
The following indications for CRT or CRT-D will not be considered medically reasonable and necessary:
• Individual with a QRS less than 130 ms (Exception to this non-coverage criterion would be in the case of
an individual undergoing AV nodal ablation or in need of RV pacing [due to second- or third-degree block
or very long first-degree block] that is expected to occur a majority of the time.)33; OR
Cardioverter Defibrillators/Cardiac Resynchronization Therapy
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• Individual with an EF greater than or equal to 50%33; OR
• CRT in an individual with nonambulatory NYHA IV HF symptoms or on chronic inotropic HF therapy or
with LV assist device in place33
A review of the current medical literature shows that the evidence is insufficient to determine that these
services are standard medical treatment. There remains an absence of randomized, blinded clinical studies
examining benefit and long-term clinical outcomes establishing the value of these services in clinical
management.
Cardiac Contractility Modulation (CCM)
Cardiac contractility modulation will not be considered medically reasonable and necessary.
A review of the current literature shows that the evidence is insufficient to determine that this service is
standard medical treatment. There remains an absence of randomized, blinded clinical studies examining
benefit and long-term outcomes establishing the value of this service in clinical management.
Summary of Evidence
Long-term study results comparing CRT-D therapy with ICD therapy alone for individuals with NYHA Class II
and III heart failure symptoms and requiring an ICD showed a statistically significant risk reduction in
mortality or heart failure events in the CRT-D group.48 Individuals with a QRS less than 130 ms, an EF
greater than 30% and nonambulatory NYHA IV HF symptoms were excluded from the randomized
controlled trials (RCTs). Extension of benefit to individuals with narrow QRS has been attempted but
generally failed and studies have shown no benefit to this group. Studies have shown no clinical benefit for
those with normal ejection fraction or whose conditions or frailty (eg, nonambulatory NYHA IV) limit
survival to less than one year.13
While clinical studies supported the US Food & Drug Administration (FDA) approval of the Optimizer Smart
cardiac contractility modulation system, there continues to be a lack of RCTs with data supporting long-
term clinical outcomes and associated complications.66 An overall low-quality body of evidence suggests
that CCM with the Optimizer Smart System as an adjunct to optimal medical therapy (OMT) may improve
outcomes related to functional heart class severity and quality of life; however, uncertainty remains
regarding clinical benefit versus OMT alone.43 Independent, randomized, blinded comparative clinical
studies are needed to determine whether CCM with the Optimizer Smart System is safe, more effective
than OMT alone and has durable benefits.45