Anthem Blue Cross California Erythropoiesis Stimulating Agents Form
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Overview
Coding
References
Clinical criteria
Document history
Overview
This document addresses recombinant erythropoietin products, also known as erythropoiesis stimulating agents
(ESAs):
• Aranesp (darbepoetin alfa)
• Epogen (epoetin alfa)
• Mircera (methoxy polyethylene glycol-epoetin beta)
• Procrit (epoetin alfa)
• Retacrit (epoetin alfa-epbx)
Erythropoietin (EPO) is a hormone naturally produced in the body, primarily by the kidneys, which stimulates the
bone marrow to produce red blood cells. ESAs are approved for the treatment of severe anemia in chronic kidney
disease (CKD), HIV, cancer, surgery and other indications as applicable.
ESAs have black box warnings for an increased risk of death, myocardial infarction, stroke, venous
thromboembolism, thrombosis of vascular access, and tumor progression or recurrence.
For CKD: In controlled trials, individuals experienced greater risks for death, serious adverse cardiovascular reactions
and stroke when ESAs were administered to target a hemoglobin (Hgb) level greater than 11 g/dL. Use the lowest
dose needed to reduce the need for red blood cell (RBC) transfusions.
For Cancer: In controlled trials, ESAs shortened overall survival and/or increased the risk for tumor progression or
recurrence in individuals with breast, non-small cell lung, head and neck, lymphoid, and cervical cancers. Use the
lowest dose needed to avoid RBC transfusions. Use ESAs only for anemia from myelosuppressive chemotherapy
when the anticipated outcome is not cure and discontinue ESAs following completion of a chemotherapy course. Per
specialty committee consensus opinion in 4Q21, ongoing treatment with Aranesp or epoetin alfa agents may be used
to maintain a hemoglobin level of no greater than 11g/dL in individuals using for myelosuppressive chemotherapy
related anemia or myelodysplastic syndrome due to the risk vs. benefit ratio with higher hemoglobin targets.
For Perisurgery: Deep venous thrombosis (DVT) prophylaxis is recommended due to increased risk for DVTs.
ESAs are contraindicated in individuals with uncontrolled hypertension. Blood pressure should be adequately
controlled prior to initiation and during treatment with ESAs.
Clinical Criteria
When a drug is being reviewed for coverage under a member’s medical benefit plan or is otherwise subject to clinical
review (including prior authorization), the following criteria will be used to determine whether the drug meets any
applicable medical necessity requirements for the intended/prescribed purpose.
Aranesp (darbepoetin alfa)
Initial requests for Aranesp (darbepoetin alfa) may be approved if the following criteria are met:
1
I.
II.
Individual has a baseline hemoglobin (Hgb) level less than 10 g/dL; AND
Baseline iron status is adequate as defined by one of the following:
A. Transferrin saturation 20% or greater; OR
B. Ferritin 80 ng/mL or greater; OR
C. Bone marrow demonstrates adequate iron stores;
AND
III.
Individual is using for one of the following:
A. Anemia associated with chronic kidney disease (CKD), for individuals on dialysis, to achieve and
maintain Hgb levels within the range of 10 to 11 g/dL; OR
B. Anemia associated with CKD, for individuals not on dialysis, to achieve and maintain Hgb levels of 10
g/dL; OR
C. Myelosuppressive chemotherapy when the following are met:
1. Chemotherapy is planned for a minimum of 2 months; AND
2.
Individual has a diagnosis of non-myeloid cancer and the anticipated outcome is not cure;
OR
D. Myelodysplastic syndrome with an endogenous erythropoietin level less than or equal to 500 mU/mL
(NCCN 2A);
OR
E. Myelofibrosis-associated anemia with an endogenous erythropoietin level less than 500 mU/mL (NCCN
2A).
Continuation requests for Aranesp (darbepoetin alfa) may be approved if the following criteria are met:
I.
II.
III.
Individual demonstrates continued need for ESA treatment and has confirmation of response to treatment as
evidenced by an increase in hemoglobin levels from baseline (i.e., increase of approximately 1 g/dL or
greater from baseline); AND
Individual is using the lowest ESA dose necessary to avoid transfusions; AND
Individual meets one of the following criteria:
A. Hemoglobin level is not greater than 11 g/dL for CKD individuals on dialysis, or greater than 10 g/dL for
CKD non-dialysis, unless otherwise specified (for example, pediatric individuals with CKD where target
Hgb levels is within the range of 10 to 12 g/dL); OR
B. Hemoglobin level is not greater than 11 g/dL for individuals using for myelosuppressive chemotherapy
related anemia or myelodysplastic syndrome; AND
IV.
If using for myelosuppressive chemotherapy-related anemia, individual is not using beyond 6 weeks after
chemotherapy has completed.
Aranesp (darbepoetin alfa) may not be approved for the following:
I.
II.
III.
IV.
V.
VI.
VII.
VIII.
Continued use when the hemoglobin level exceeds 11 g/dL unless otherwise specified (for example,
pediatric individuals with CKD where target Hgb levels within the range of 10 to 12 g/dL);
Individuals with uncontrolled hypertension;
Use beyond 12 weeks of continuous treatment at therapeutic doses in the absence of response in
individuals with chronic kidney disease;
Use beyond 8 weeks of continuous treatment at therapeutic doses in the absence of response in individuals
with myelodysplastic syndrome (MDS);
Use beyond 8 weeks of continuous treatment at therapeutic doses in the absence of response or if
transfusions are still required in individuals with metastatic, non-myeloid cancer being treated with
myelosuppressive chemotherapy agents known to produce anemia;
As treatment in the presence of a sudden loss of response with severe anemia and a low reticulocyte count;
To treat anemia in individuals with cancer receiving myelosuppressive chemotherapy in whom the anemia
can be managed by transfusion;
Continued use beyond 6 weeks after therapy with myelosuppressive chemotherapy known to produce
anemia is completed.
Epogen, Procrit (epoetin alfa); Procrit (epoetin alfa); Retacrit (epoetin alfa-epbx)
Initial requests for Epogen (epoetin alfa), Procrit (epoetin alfa), or Retacrit (epoetin alfa-epbx) may be approved if the
following criteria are met:
I.
II.
Individual has a baseline hemoglobin (Hgb) level less than 10 g/dL; AND
Baseline iron status is adequate as defined by one of the following:
2
A. Transferrin saturation 20% or greater; OR
B. Ferritin 80 ng/mL or greater; OR
C. Bone marrow demonstrates adequate iron stores;
AND
III.
Individual is using for one of the following:
A. Anemia associated with chronic kidney disease (CKD), for individuals on dialysis, to achieve and
maintain Hgb levels within the range of 10 to 11 g/dL; OR
B. Anemia associated with CKD, for individuals not on dialysis, to achieve and maintain Hgb levels of 10
g/dL; OR
C. Myelosuppressive chemotherapy when the following are met:
1. Chemotherapy is planned for a minimum of 2 months; AND
2.
Individual has a diagnosis of non-myeloid cancer and the anticipated outcome is not cure;
OR
D. Myelodysplastic syndrome with an endogenous erythropoietin level less than or equal to 500 mU/mL
(NCCN 2A); OR
HIV infection, receiving zidovudine at a dose less than or equal to 4200 mg/week, with an endogenous
erythropoietin level less than or equal to 500 mU/mL;
OR
E. Myelofibrosis-associated anemia with an endogenous erythropoietin level less than 500 mU/mL (NCCN
2A).
Continuation requests for Epogen (epoetin alfa), Procrit (epoetin alfa), or Retacrit (epoetin alfa-epbx) may be
approved if the following criteria are met:
I.
II.
III.
Individual demonstrates continued need for ESA treatment and has confirmation of response to treatment as
evidenced by an increase in hemoglobin levels from baseline (i.e., increase of approximately 1 g/dL or
greater from baseline); AND
Individual is using the lowest ESA dose necessary to avoid transfusions; AND
Individual meets one of the following criteria:
A. Hemoglobin level is not greater than 11 g/dL for CKD individuals on dialysis, or greater than 10 g/dL for
CKD non-dialysis, unless otherwise specified (for example, pediatric individuals with CKD where target
Hgb levels is within the range of 10 to 12 g/dL); OR
B. Hemoglobin level is not greater than 11 g/dL for individuals using for myelosuppressive chemotherapy
related anemia or myelodysplastic syndrome; OR
C. Hemoglobin level is not greater than 12 g/dL for zidovudine-related anemia in patients with HIV (Label);
AND
IV.
If using for myelosuppressive chemotherapy-related anemia, individual is not using beyond 6 weeks after
chemotherapy has completed.
Initial and continuation requests for Epogen (epoetin alfa), Procrit (epoetin alfa), or Retacrit (epoetin alfa-epbx) may
also be approved if the following criteria are met:
I.
Individual is undergoing elective, non-cardiac, non-vascular surgery and requires Epogen, Procrit (epoetin
alfa), or Retacrit (epoetin alfa-epbx) to reduce the need for allogenic blood transfusions; AND
A. Baseline Hgb level is greater than 10 g/dL and less than or equal to 13 g/dL; AND
B.
C. Baseline iron status is adequate as defined by one of the following:
Individual is at high risk for perioperative transfusions with significant, anticipated blood loss; AND
1. Transferrin saturation 20% or greater; OR
2. Ferritin 80 ng/mL or greater; OR
3. Bone marrow demonstrates adequate iron stores.
Epogen (epoetin alfa), Procrit (epoetin alfa), or Retacrit (epoetin alfa-epbx) may not be approved for the following:
I.
II.
III.
IV.
Continued use when the hemoglobin level exceeds 11 g/dL unless otherwise specified (for example,
pediatric individuals with CKD where target Hgb levels within the range of 10 to 12 g/dL);
Individuals with uncontrolled hypertension;
Use beyond 12 weeks of continuous treatment at therapeutic doses in the absence of response in
individuals with chronic kidney disease;
Use beyond 8 weeks of continuous treatment at therapeutic doses in the absence of response in individuals
with myelodysplastic syndrome (MDS);
3
V.
VI.
VII.
VIII.
Use beyond 8 weeks of continuous treatment at therapeutic doses in the absence of response or if
transfusions are still required in individuals with metastatic, non-myeloid cancer being treated with
myelosuppressive chemotherapy agents known to produce anemia;
As treatment in the presence of a sudden loss of response with severe anemia and a low reticulocyte count;
To treat anemia in individuals with cancer receiving myelosuppressive chemotherapy in whom the anemia
can be managed by transfusion;
Continued use beyond 6 weeks after therapy with myelosuppressive chemotherapy known to produce
anemia is completed.
Mircera (methoxy polyethylene glycol-epoetin beta)
Initial requests for Mircera (methoxy polyethylene glycol-epoetin beta) may be approved if the following criteria are
met:
I.
II.
Individual has a baseline hemoglobin (Hgb) level less than 10 g/dL; AND
Baseline iron status is adequate as defined by one of the following:
A. Transferrin saturation 20% or greater; OR
B. Ferritin 80 ng/mL or greater; OR
C. Bone marrow demonstrates adequate iron stores;
AND
III.
Individual is using for one of the following:
A. Anemia associated with chronic kidney disease (CKD), for individuals on dialysis, to achieve and
maintain Hgb levels within the range of 10 to 11 g/dL; OR
B. Anemia associated with CKD, for individuals not on dialysis, to achieve and maintain Hgb levels of 10
g/dL.
Continuation requests for Mircera (methoxy polyethylene glycol-epoetin beta) may be approved if the following criteria
are met:
I.
II.
III.
Individual demonstrates continued need for ESA treatment and has confirmation of response to treatment as
evidenced by an increase in hemoglobin levels from baseline (i.e., increase of approximately 1 g/dL or
greater from baseline); AND
Individual is using the lowest ESA dose necessary to avoid transfusions; AND
Hemoglobin level is not greater than 11 g/dL for CKD individuals on dialysis, or greater than 10 g/dL for CKD
non-dialysis, unless otherwise specified.
Mircera (methoxy polyethylene glycol-epoetin beta) may not be approved for the following:
I.
II.
III.
IV.
Continued use when the hemoglobin level exceeds 11 g/dL unless otherwise specified;
Individuals with uncontrolled hypertension;
Use beyond 12 weeks of continuous treatment at therapeutic doses in the absence of response in
individuals with chronic kidney disease;
As treatment in the presence of a sudden loss of response with severe anemia and a low reticulocyte count.
Approval Duration for Erythropoiesis Stimulating Agents (dialysis-dependent use excluded)
Initial Requests: 6 months
Continuation Requests: 6 months
Step Therapy
Summary of FDA-Approved Indications or Indications Meeting Off-Label Use Policy for Erythropoiesis Stimulating
Agents (ESAs):
Agent
Anemia due to CKD
Anemia due to zidovudine in HIV
infection
Anemia due to myelosuppressive
chemotherapy
Reduction of allogenic RBC
transfusions in individuals
Aranesp
X
Epogen
X
Mircera
X
Procrit
X
Retacrit
X
X
X
X
X
X
X
X
X
X
X
4
undergoing elective, non-cardiac,
non-vascular surgery
Myelodysplastic syndrome†
† Off-label use
X
X
X
X
Note: When an erythropoiesis stimulating agent (ESA) is deemed approvable based on the clinical criteria above, the
benefit plan may have additional criteria requiring the use of a preferred1 agent or agents.
Non-Preferred Erythropoiesis Stimulating Agents (ESAs) Step Therapy
A list of the preferred erythropoiesis stimulating agents is available here.
In the presence of a drug shortage of the preferred product, the non-preferred product may be approved.
Requests for a non-preferred erythropoiesis stimulating agent (ESA) may be approved if the following criteria are met:
I.
If designated, individual has had a trial and inadequate response or intolerance to one preferred ESA;
OR
II.
OR
III.
OR
IV.
The preferred agent is not FDA-approved and does not have an accepted off-label use per the off-label
policy for the prescribed indication and the requested non-preferred agent does;
If Epogen (epoetin alfa), Procrit (epoetin alfa), or Retacrit (epoetin alfa-epbx) are designated as non-
preferred agents, either may be approved if individual is requesting for anemia associated with one of the
following:
A. Chronic kidney disease and between 1 month and less than 12 months of age; OR
B. Myelosuppressive chemotherapy and between 5 years and less than 18 years of age;
Individual is dialysis-dependent and using in conjunction with dialysis.
1Preferred, as used herein, refers to agents that were deemed to be clinically comparable to other agents in the same
class or disease category but are preferred based upon clinical evidence and cost effectiveness.
Quantity Limits
Erythropoiesis Stimulating Agents Quantity Limits
Aranesp (darbepoetin alfa) 10 mcg/0.4 mL, 40 mcg/0.4 mL, 200 mcg/0.4 mL
Syringe
Aranesp (darbepoetin alfa) 25 mcg/0.42 mL Syringe
Drug
Aranesp (darbepoetin alfa) 60 mcg/0.3 mL, 150 mcg/0.3 mL Syringe
Aranesp (darbepoetin alfa) 100 mcg/0.5 mL Syringe
Aranesp (darbepoetin alfa) 300 mcg/0.6 mL Syringe
Aranesp (darbepoetin alfa) 500 mcg/mL Syringe
Aranesp (darbepoetin alfa) 25 mcg/mL, 40 mcg/mL, 60 mcg/mL, 100 mcg/mL,
200 mcg/mL, 300 mcg/mL Vial
Epogen (epoetin alfa) 2,000 Units/mL; 3,000 Units/mL; 4,000 Units/mL; 10,000
Units/mL Vial; 20,000 Units/mL Vial *
Epogen (epoetin alfa) 20,000 Units/2 mL Multi-Dose Vial*
Mircera (methoxy polyethylene glycol-epoetin beta) 30 mcg/0.3mL, 50 mcg/0.3
mL, 75 mcg/0.3 mL, 100 mcg/0.3 mL, 120 mcg/0.3 mL, 150 mcg/0.3 mL, 200
mcg/0.3 mL Syringe
Procrit (epoetin alfa) 2,000 Units/mL; 3,000 Units/mL; 4,000 Units/mL; 10,000
Units/mL; 20,000 Units/mL; 40,000 Units/mL Vial**
Limit
4 syringes (1.6 mL) per 28
days
4 syringes (1.68 mL) per 28
days
4 syringes (1.2 mL) per 28
days
4 syringes (2 mL) per 28 days
4 syringes (2.4 mL) per 28
days
4 syringes (4 mL) per 28 days
4 vials (4 mL) per 28 days
12 vials (12 mL) per 28 days
6 vials (12 mL) per 28 days
2 syringes (0.6 mL) per 28
days
12 vials (12 mL) per 28 days
5
Procrit (epoetin alfa) 20,000 Units/2 mL Multi-Dose Vial**
Retacrit (epoetin alfa-epbx) 2,000 Units/mL; 3,000 Units/mL; 4,000 Units/mL;
10,000 Units/mL; 20,000 Units/mL, 40,000 Units/mL Vialǂ
Retacrit (epoetin alfa-epbx) 20,000 Units/2 mL Multi-Dose Vialǂ
6 vials (12 mL) per 28 days
12 vials (12 mL) per 28 days
6 vials (12 mL) per 28 days
*When Epogen (epoetin alfa) is being used to reduce the need for allogeneic red blood cell transfusions in
elective, noncardiac, nonvascular surgery, may allow up to an additional 3 vials (2,000 Units/mL; 3,000 Units/mL;
4,000 Units/mL; 10,000 Units/mL; 20,000 Units/mL; 20,000 Units/2 mL) in a rolling 28 days for completion of
therapy.
Override Criteria
**When Procrit (epoetin alfa) is being used to reduce the need for allogeneic red blood cell transfusions in elective,
noncardiac, nonvascular surgery, may allow up to an additional 3 vials (2,000 Units/mL; 3,000 Units/mL; 4,000
Units/mL; 10,000 Units/mL; 20,000 Units/mL; 20,000 Units/2 mL; 40,000 Units/mL) in a rolling 28 days for
completion of therapy.
ǂWhen Retacrit (epoetin alfa-epbx) is being used to reduce the need for allogeneic red blood cell transfusions in
elective, noncardiac, nonvascular surgery, may allow up to an additional 3 vials (2,000 Units/mL; 3,000 Units/mL;
4,000 Units/mL; 10,000 Units/mL; 40,000 Units/mL) in a rolling 28 days for completion of therapy.
Coding
The following codes for treatments and procedures applicable to this document are included below for informational
purposes. Inclusion or exclusion of a procedure, diagnosis or device code(s) does not constitute or imply member
coverage or provider reimbursement policy. Please refer to the member’s contract benefits in effect at the time of
service to determine coverage or non-coverage of these services as it applies to an individual member.
HCPCS
J0881
J0882
J0885
J0887
J0888
Q4081
Q5105
Q5106
EA
EB
EC
Injection, darbepoetin alfa, 1 mcg (non-ESRD use)
Injection, darbepoetin alfa, 1 mcg (for ESRD on dialysis)
Injection, epoetin alfa (for non-ESRD use), 1000 units [Epogen, Procrit]
Injection, epoetin beta, 1 microgram, (for ESRD on dialysis) [Mircera]
Injection, epoetin beta, 1 microgram, (for non-ESRD use) [Mircera]
Injection, epoetin alfa, 100 units (for ESRD on dialysis) [Epogen, Procrit]
Injection, epoetin alfa, biosimilar, (Retacrit) (for esrd on dialysis), 100 units
Injection, epoetin alfa, biosimilar, (Retacrit) (for non-esrd use), 1000 units
Erythropoetic stimulating agent (ESA) administered to treat anemia due to anti-cancer
chemotherapy
Erythropoetic stimulating agent (ESA) administered to treat anemia due to anti-cancer
radiotherapy
Erythropoetic stimulating agent (ESA) administered to treat anemia not due to anti-cancer
radiotherapy or anti-cancer chemotherapy
ICD-10 Diagnosis
D63.1
D62.81
D75.81
I12.0
N18.1-N18.5
Anemia in chronic kidney disease
Myelophthisic anemia
Myelofibrosis
Hypertensive chronic kidney disease with stage 5 chronic kidney disease or end stage renal
disease
Chronic kidney disease (CKD) Stages I-V
N18.6
End state renal disease
Document History
6
Revised: 08/18/2023