Sunflower Health Plan Tandem Transplant (PDF) Form
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A tandem transplant, (also known as a sequential or double transplant), refers to a planned
second course of high-dose therapy and hematopoietic cell transplant (HCT) within six months
of the first course.1 It differs from a repeat HCT as it is planned prospectively rather than
performed due to relapse. Tandem transplants are performed to obtain greater and extended
response rates. This policy describes the medical necessity requirements for these transplants.
Policy/Criteria
I. It is the policy of health plans affiliated with Centene Corporation® that a tandem autologous
transplant is medically necessary when meeting all the following criteria:
A. Member/enrollee has any of the following diagnoses:
1. Newly diagnosed or responsive multiple myeloma (MM);
2. Testicular germ cell tumors, either of the following:
a. Relapsed testicular cancer;
b. Tumors that are refractory to a cisplatin-based chemotherapeutic regimen.
3. High-risk neuroblastoma characterized by any of the following:
a. Child with Stage 2A or 2B disease, any age, with MYCN amplification;
b. Child with Stage 3 disease and either of the following:
i. Any age with MYCN amplification,
ii. > 547 days old, no MYCN amplification, and unfavorable histopathology;
c. Child with Stage 4 disease and any of the following:
i. < 365 days old, with MYCN amplification,
ii. > 547 days old,
iii. 365 to < 547 days old with MYCN amplification, and/or diploidy, and/or
unfavorable histology;
d. Child who is Stage 4S disease < 365 days old, and MYCN gene amplification.
B. Does not have ANY of the following contraindications:
1. Glomerular filtration rate < 40 mL/min/1.73m2 unless being considered for multi-
organ transplant;
2. Acute renal failure with rising creatinine or on dialysis and low likelihood of
recovery;
3. Acute liver failure, or cirrhosis with portal hypertension or synthetic dysfunction
unless being considered for multi-organ transplant;
4. Stroke, acute coronary syndrome, or myocardial infarction (excluding demand
ischemia) within 30 days;
5. Inadequate cardiac, renal, pulmonary, or hepatic function;
6. Significant, uncorrectable, life-limiting medical condition;
7. Septic shock;
8. Active extrapulmonary or disseminated infection;
9. Active tuberculosis infection;
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10. HIV infection with detectable viral load;
11. Progressive cognitive impairment;
12. Inability to adhere to the regimen necessary to preserve the transplant, even with
caregiver support;
13. Absence of an adequate or reliable social support system;
14. Other severe uncontrolled medical condition expected to limit survival after
transplant.
15. Active substance use or dependence including current tobacco use, vaping, marijuana
use (unless prescribed by a licensed practitioner), or IV drug use without convincing
evidence of risk reduction behaviors (unless urgent transplant timelines are present, in
which case a commitment to reducing behaviors is acceptable). Serial blood and urine
testing may be used to verify abstinence from substances that are of concern.
II. It is the policy of health plans affiliated with Centene Corporation that a tandem
autologous transplant followed by an allogeneic transplant from a human leukocyte antigen
(HLA)-identical sibling donor with reduced-intensity conditioning is medically necessary
for untreated, newly diagnosed MM, when none of the contraindications in section I.B. are
present.
III.It is the policy of health plans affiliated with Centene Corporation that a tandem autologous
transplant followed by an allogeneic transplant from an HLA-compatible unrelated donor for
untreated, newly diagnosed MM, and with none of the contraindications in section I.B., will
be considered on a case-by-case basis.
Background
During a tandem transplant, peripheral blood hematopoietic stem cells (HSCs) are collected
either during recovery of a cycle of induction chemotherapy or after filgrastim mobilization. The
patient receives a second preparative regimen, along with hematopoietic progenitor cells (HPCs)
collected during the initial mobilization.10 The rationale for the second round of therapy is to
destroy any residual tumor cells remaining after the initial transplant and thereby reduce the
chance of relapse.
Multiple Myeloma
Multiple myeloma (MM) is a malignant neoplasm of plasma cells that accumulate in bone
marrow, leading to bone destruction and marrow failure. MM is a disease of older adults and is
classified as either smoldering myeloma (asymptomatic) or MM (symptomatic). Individuals with
smoldering disease have no related organ or tissue impairment. All patients with smoldering
myeloma have a risk of progression to MM. However, the rate of progression varies from
months to several years based on certain risk features. The historic approach for management of
smoldering myeloma has been close observation. However, recently there has been mounting
evidence that those with high-risk features may benefit for early intervention.1 Individuals with
symptomatic MM are initially treated with primary therapy, and primary therapy is followed by
high-dose chemotherapy with autologous HCT in transplant-eligible patients. Although
responses are typically durable, relapse is an expected part of the disease course and MM is not
considered curable with current approaches.1
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Following diagnosis and risk stratification, all patients need assessment to determine eligibility
for HCT. National Comprehensive Care Network (NCCN) guidelines indicate that all types of
HCT are appropriate in different clinical settings, i.e., single autologous HCT, a tandem HCT or
an allogeneic HCT. Allogeneic HCT should preferentially be done in the context of a trial when
possible. Autologous HCT results in high response rates and remains standard of care after
primary therapy for eligible patients.1 However, some controversy currently exists in the era of
newer and more effective chemotherapy agents. Eligibility varies across countries and
institutions. NCCN guidelines recommend autologous HCT for transplant-eligible patients as an
option after primary induction therapy while a delayed HCT after early stem cell collection and
storage is appropriate as well (category 1). A repeat HCT can be considered for treatment of
progressive/refractory disease after primary treatment in patients with prolonged response to
initial HCT.
Planned tandem transplants have been studied in several randomized trials. Results of a phase III
trial (StaMINA) indicate that a tandem autologous SCT followed by lenalidomide maintenance
has similar outcomes to a single autologous SCT followed by lenalidomide maintenance in the
initial treatment of MM. However, another multicenter phase III trial suggests that tandem
autologous SCT for newly diagnosed MM appear to be superior in extending progression free
survival (PFS) compared with a single SCT after induction therapy with a bortezomib-based
regimen.7 A conventional meta-analysis and network meta-analysis of phase three RCTs
comparing high dose therapy (HDT)/autologous SCT with standard-dose therapy (SDT) using
novel agents showed that both tandem HDT/autologous SCT and single HDT/autologous SCT
with bortezomib, lenalidomide, and dexamethasone were superior to single HDT/autologous
SCT alone and SDT for PFS, but overall survival was similar across the four approaches.11
The NCCN Multiple Myeloma panel recommends collecting enough hematopoietic stem cells
for two transplants in all eligible patients (depending on the intended number of transplants and
age). According to the panel, a tandem transplant with or without maintenance therapy can be
considered for all patients who are candidates for HCT and is an option for patients who do not
achieve at least a very good partial response (VGPR) after the first autologous HCT and those
with high-risk features.1
Neuroblastoma
Neuroblastoma is the most common extracranial solid tumor in childhood with more than 650
cases diagnosed each year in North America. Approximately 90% of those diagnosed with
neuroblastoma are younger than five years of age. The data on age at diagnosis show that this is
a disease of infancy, with the highest rate of diagnosis in the first month of life.17
Neuroblastomas vary in terms of location, histopathologic appearance, and biologic
characteristic and can occur anywhere along the sympathetic chains, however, the adrenal gland
is the most common primary site followed by abdominal, thoracic, cervical and pelvic
sympathetic ganglia. The presenting symptoms reflect the location of the primary tumor and the
extent of metastatic disease, if present. Patients with localized disease can be asymptomatic,
whereas children with advanced disease appear ill at presentation, usually with systemic
symptoms.13
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Age, stage, and biological features encountered in tumor cells are important prognostic factors
and are used for risk stratification and treatment assignment. There are two systems used for
neuroblastoma staging today. The International Neuroblastoma Risk Group Staging System
(INRGSS) uses results from imaging tests (such as CT or MRI and MIBG scan) prior to surgery
to help decide a stage. The INRGSS can be determined before treatment has started. Knowledge
regarding the presence or absence of image defined risk factors (IDRF) are required for this
staging system. The International Neuroblastoma Staging System (INSS) uses results from the
surgery to remove a child's tumor instead of imaging tests. At the present time, most cancer
centers have used the INSS to stage neuroblastoma, however, INRGSS is now being used to
determine staging for most Children's Oncology Group studies.
International Neuroblastoma Staging System (INSS) 15
Stage
Stage 1 Localized tumor with complete gross excision, with or without microscopic residual
Stage
2A
Stage
2B
disease; representative ipsilateral lymph nodes negative for tumor microscopically
(i.e., nodes attached to and removed with the primary tumor may be positive).
Localized tumor with incomplete gross excision; representative ipsilateral
nonadherent lymph nodes negative for tumor microscopically.
Localized tumor with or without complete gross excision, with ipsilateral
nonadherent lymph nodes positive for tumor. Enlarged contralateral lymph nodes
must be negative microscopically
Stage 3 Unresectable unilateral tumor infiltrating across the midline, with or without regional
lymph node involvement; or localized unilateral tumor with contralateral regional
lymph node involvement; or midline tumor with bilateral extension by infiltration
(unresectable) or by lymph node involvement. The midline is defined as the vertebral
column. Tumors originating on one side and crossing the midline must infiltrate to or
beyond the opposite side of the vertebral column.
Stage 4 Any primary tumor with dissemination to distant lymph nodes, bone, bone marrow,
Stage
4S
liver, skin, and/or other organs, except as defined for stage 4S.
Localized primary tumor, as defined for stage 1, 2A, or 2B, with dissemination
limited to skin, liver, and/or bone marrow (by definition limited to infants younger
than 12 months). Marrow involvement should be minimal (i.e., <10% of total
nucleated cells identified as malignant by bone biopsy or by bone marrow aspirate).
More extensive bone marrow involvement would be considered stage 4 disease. The
results of the metaiodobenzylguanidine (MIBG) scan, if performed, should be
negative for disease in the bone marrow.
International Neuroblastoma Risk Group Staging System (INRGSS)15
Stage
L1
Localized tumor not involving vital structures as defined by the list of image-defined
risk factors and confined to one body compartment
Locoregional tumor with presence of one or more image-defined risk factors
Distant metastatic disease (except stage MS)
L2
M
MS Metastatic disease in children younger than 18 months with metastases confined to
skin, liver, and/or bone marrow
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Treatment of neuroblastoma is determined based on risk categories. Risk categories are expected
to evolve as newer staging systems are adopted and further knowledge is acquired about
molecular and genetic determinants of tumor behavior and prognosis.13 Patients are classified
into low, intermediate, and high-risk categories based on the following characteristics at the time
of diagnosis:
• Stage of the disease
• Patient age
• Extent of INRGSS L1 disease resection
• Presence or absence of amplification of the MYCN oncogene
• Quantitative DNA content of the tumor (DNA index or ploidy).
• Histologic appearance of the tumor
• Segmental chromosomal aberrations (eg, loss of heterozygosity)
Patients with low-risk and intermediate-risk neuroblastoma have excellent prognosis and
outcome. However, those with high-risk disease continue to have very poor outcomes despite
intensive therapy. Patients at the highest risk for disease progression and mortality are those who
are older than 18 months of age and have disseminated disease, or localized disease with
unfavorable markers such as MYCN amplification (high-risk neuroblastoma).13
Historically, the long-term survival probability for children with high-risk disease was less than
15 percent. Better results have been achieved using an aggressive multimodality approach that
includes chemotherapy, surgical resection, high-dose chemotherapy with hematopoietic stem-cell
rescue, and radiation therapy. Results from randomized trials have consistently demonstrated
improved progression-free survival in patients who received myeloablative chemotherapy with
stem cell rescue, and some of these studies demonstrated an improvement in overall survival in
certain groups of patients.13
Two sequential cycles of myeloablative chemotherapy and stem cell rescue given in a tandem
fashion has been shown to be feasible for patients with high-risk neuroblastoma.17 A recent
multicenter RCT comparing tandem vs. single consolidation in patients with high risk
neuroblastoma reported that in children with high-risk neuroblastoma, tandem autologous stem
cell transplant (ASCT) improved event-free survival rates. While the tandem transplant group
experienced improved three-year event-free survival (EFS) compared with those receiving single
transplants (61 versus 48 percent), the difference in overall survival at three years did not reach
statistical significance (74 versus 69 percent). For the subset of patients receiving
immunotherapy, tandem transplants were associated with improvements in both EFS (74 versus
56 percent) and overall survival (84 versus 76 percent). Cumulative rates of severe mucosal,
infectious, or liver toxicities and regimen-related mortality were similar between arms.18
Testicular Cancer
Testicular cancer is the most common solid malignancy affecting males between the ages of 15
and 35, although it accounts for only one percent of all cancers in men. Germ cell tumors (GCTs)
account for 95 percent of testicular cancers.26 Testicular cancers are among the most curable
solid neoplasms with the current five-year survival rate at over 95 percent. Initial therapy of early
stage testicular GCTs is based upon histology and tumor extent.27 NCCN guidelines recommend
radical inguinal orchiectomy as the primary treatment for most patients with a testicular mass
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that is concerning for malignancy on ultrasound. Additionally, cisplatin-based combination
chemotherapy can cure patients with disseminated GCTs, even in the context of widespread
visceral metastases, highly elevated serum tumor markers, and other adverse prognostic features.
Men with GCTs in second or subsequent relapse and those who progress during or immediately
after their initial platinum-based chemotherapy regimen are considered to have platinum-
refractory disease. These patients have a poorer prognosis than those treated with chemotherapy
for their initial relapse.28 Men who are diagnosed with relapsed or refractory testicular GCTs
should be referred to a cancer center with multidisciplinary expertise, and patients should be
offered the opportunity to participate in clinical studies whenever possible.27 High-dose
chemotherapy followed by autologous stem cell transplant, either single or tandem, is an
accepted treatment option for these patients. An observational study that compared results of
patients intended to undergo tandem autotransplant versus those in whom a second
autotransplant was not planned reported that tandem autotransplants are associated with less
treatment-related mortality than a planned single transplant, with no differences in disease-
related outcomes or overall survival at three years.28 It is important to note that a significant
percent of patients undergoing planned tandem HSCT in this study had poorer risk features
including more advanced disease at diagnosis and greater likelihood of exhibiting cisplatin
resistance when compared to subjects where two autotransplants were not planned.
Coding Implications
This clinical policy references Current Procedural Terminology (CPT®). CPT® is a registered
trademark of the American Medical Association. All CPT codes and descriptions are copyrighted
2020, American Medical Association. All rights reserved. CPT codes and CPT descriptions are
from the current manuals and those included herein are not intended to be all-inclusive and are
included for informational purposes only. Codes referenced in this clinical policy are for
informational purposes only. Inclusion or exclusion of any codes does not guarantee coverage.
Providers should reference the most up-to-date sources of professional coding guidance prior to
the submission of claims for reimbursement of covered services.
CPT
Codes
38205
38206
38230
38232
38240
38241
HCPCS
Codes
S2150
Blood-derived hematopoietic progenitor cell harvesting for transplantation, per
collection; allogeneic
Blood-derived hematopoietic progenitor cell harvesting for transplantation, per
collection; autologous
Bone marrow harvesting for transplantation; allogeneic
Bone marrow harvesting for transplantation; autologous
Hematopoietic progenitor cell (HPC); allogeneic transplantation per donor
Hematopoietic progenitor cell (HPC); autologous transplantation
Bone marrow or blood-derived stem cells (peripheral or umbilical), allogeneic or
autologous, harvesting, transplantation, and related complications; including: pheresis
and cell preparation/storage; marrow ablative therapy; drugs, supplies, hospitalization
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with outpatient follow-up; medical/surgical, diagnostic, emergency, and rehabilitative
services; and the number of days of pre and post-transplant care in the global
definition
Reviews, Revisions, and Approvals
Policy developed and specialist reviewed
In section I.A., changed “candidate for tandem transplant for any of the
following” to “patient has any of the following.” Specified that
contraindications in section I.B. also apply to types of tandem transplants
listed in sections II and III.
References reviewed and updated. Specialist review.
Changed contraindication of significant systemic or multisystem disease
to “significant, uncorrectable, life-limiting medical condition. Removed
substance abuse or dependence contraindication. Background updated
with no impact on criteria. References reviewed and updated.
Annual review. References updated. Minor wording changes with no
clinical significance. Coding reviewed. Replaced all instance of
“member” with “member/enrollee.” Changed “review date” in the header
to “date of last revision” and “date” in the revision log header to
“revision date." Sent for specialist review.
Replaced contraindications regarding past or current nonadherence to
medical therapy, and psychological condition associated with the
inability to comply with medical therapy with “Inability to adhere to the
regimen necessary to preserve the transplant, even with caregiver
support.”
Annual review. Updated age criteria in I.A.3. from age in months to age
in days, as per the Children's Oncology Group neuroblastoma risk strata.
Background updated with no impact on criteria. References reviewed and
updated.
Replaced contraindications “Inadequate cardiac, renal, pulmonary, or
hepatic function and significant, uncorrectable, life-limiting medical
condition” with those concerning GFR, acute liver failure…, acute renal
failure…, septic shock, active extrapulmonary or disseminated infection,
active tuberculosis infection, HIV infection with detectable viral load,
progressive cognitive impairment, other severe uncontrolled medical
condition…Updated references.
Annual review. References reviewed and updated. ICD-10 codes
removed. Review completed by external specialist. Minor background
edits with no change to criteria.
Updated verbiage I.3.b.ii., I.3.c.i. through iii., and I.A.3.d. Added
substance use contraindication I.B.15. Removed criteria IV. stating,
Revision
Date
07/18
12/18
Approval
Date
07/18
06/19
07/20
07/19
07/20
07/21
07/21
08/21
08/21
01/22
01/22
02/22
02/22
01/23
01/23
02/23
02/23
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Revision
Date
Approval
Date
current evidence does not support tandem transplants for any other
indication than what is listed above.